phone facebook twitter googleplus

Broker Back Office

The Broker Back office automates all the processes done by Brokers from client interfacing, custodian and regulatory requirements. The System will be fully integrated with the rest of the Escrow Capital markets solution for a 360 degree view and centralized data mining.  Brokers will be enrolled onto the back office system so that they access client accounts within their portfolio only. They will also be able to manage their own accounts to enable trading, transfers, lending, borrowing and settlements. All sensitive transactions will however be subject to a strict maker/checker process flow and some critically sensitive will require authorization by the CDS Administrator.

  • Account creation and KYC Management
  • Third party and bank mandates capturing and management
  • Management of omnibus accounts with custodians, individual investor CDS accounts as subaccounts through the custodian.
  • Initiation and administration of the dematerialization process
  • Enquiries and query resolutions
  • Brokerage fee computations
  • Generation of Deal Notes, Client Statements and Client Transaction History
  • Order logging prior to posting on the ATS
  • Account transfer initiation between Brokers pending authorization
  • Taxes and levies reporting for relevant authorities.